Broker Check

Our Trusted Partners

Triad Financial Strategies is an independent financial services firm backed by the largest broker dealer, LPL and partnered with Financial Advocates for firm oversight to ensure all regulatory requirements are met on a daily basis for each and every client. This partnership offers clients not only the security that their accounts are housed by LPL Financial, Member FINRA/SIPC and approved broker dealer, but also the independent research, technology and compliance review that we believe each and every client should have access to.

LPL was founded with a pioneering vision: to help entrepreneurial financial advisors establish successful businesses through which they could offer truly independent financial guidance and advice. Today we provide an integrated platform of proprietary technology, brokerage, and investment advisory services to over 14,000 financial advisors as the nation’s largest independent broker/dealer,* making us a leading distributor of financial products in the United States. In addition, we support over 4,000 financial advisors with clearing services, advisory platform, and technology solutions.

Even as our firm has grown over the years, we remain singularly focused on helping financial advisors to manage the complexity of their investment practices so they can better serve their clients in achieving important financial goals. And, because we do not offer proprietary products, LPL enables the independent financial advisors, banks, and credit unions with whom we partner to offer their clients truly objective, conflict-free advice. Our open-architecture platform provides our customers with access to thousands of commission, fee-based, cash, and money market products manufactured by hundreds of third-party product sponsors.


Triad Financial Strategies also partners with Financial Advocates, which supervises and provides business management services to independent advisors around the globe. Our affiliation with this important team underscores our focus on dotting every I and crossing every T with each and every financial decision made.

Financial Advocates sole focus is the success of those they serve: Advisors working independently and within financial institutions—people dedicated to their professions and to meeting the needs of their clients.

They are continually seeking new pathways to success for their partners. These include marketing areas such as nonprofit programs, alliance relationships, and improved administrative procedures that can help advisors better focus on their clients. All efforts are aimed at streamlining operations and providing more effective results for the benefit of our partners.