Broker Check

Our Trusted Partners

Triad Financial Strategies is an independent financial services firm backed by the largest broker dealer, LPL and partnered with Triad Investment Management for firm oversight to ensure all regulatory requirements are met on a daily basis for each and every client. This partnership offers clients not only the security that their accounts are housed by LPL Financial, Member FINRA/SIPC and approved broker dealer, but also the independent research, technology and compliance review that we believe each and every client should have access to.

LPL was founded with a pioneering vision: to help entrepreneurial financial advisors establish successful businesses through which they could offer truly independent financial guidance and advice. Today we provide an integrated platform of proprietary technology, brokerage, and investment advisory services to over 14,000 financial advisors as the nation’s largest independent broker/dealer,* making us a leading distributor of financial products in the United States. In addition, we support over 4,000 financial advisors with clearing services, advisory platform, and technology solutions.

Even as our firm has grown over the years, we remain singularly focused on helping financial advisors to manage the complexity of their investment practices so they can better serve their clients in achieving important financial goals. And, because we do not offer proprietary products, LPL enables the independent financial advisors, banks, and credit unions with whom we partner to offer their clients truly objective, conflict-free advice. Our open-architecture platform provides our customers with access to thousands of commission, fee-based, cash, and money market products manufactured by hundreds of third-party product sponsors.